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Fundamental Research Policy

NSDD-189, fundamental research exclusion, and policies governing open publication of federally funded research.

JASON Group (commissioned by NSF)|
ActiveNSF

A December 2019 report from the JASON Group commissioned by NSF. The report outlines that concerns of foreign influence can be addressed within the framework of research integrity and, in addition, that the benefits of openness in research and of the inclusion of foreign researchers dictate against measures that would restrict fundamental research. The report includes questions for researchers to consider when entering a collaboration [Section 7.3 Assessment Tools: pages 34-36].

Department of Defense|
ActiveDoD

Published August 4, 2025, this guidance provides background on Fundamental Research (FR) as defined by NSDD-189 and DoD's implementation of the Directive via the May 24, 2010 'Carter Memo'. The Guidance notes that 'under the Carter Memo, research funded by 6.1 budget activity or 6.2 research conducted on a university campus is fundamental. For other research categories, the Department must be deliberate when deciding that a particular research topic is appropriate for openly published fundamental research'. It incorporates Considerations for Program Managers and Contracts and Grants Officers, including: a. Refraining from imposing publication review of research that has been formally designated as fundamental; b. For awards with multiple performers, considering whether some portion of the work should be designated as FR even if much of the award is not; and c. Avoiding flowing down restrictions to awardees performing FR that are inappropriate for FR. In addition, no security vetting should be done on personnel engaged in fundamental research and no preapproval conditions for the addition of researchers.